Filing Details
- Accession Number:
- 0001628280-19-010831
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 16:21:16
- Reporting Period:
- 2019-08-15
- Accepted Time:
- 2019-08-15 16:21:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1665300 | Phunware Inc. | PHUN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290255 | Luan Dang | C/O Phunware, Inc. 7800 Shoal Creek Blvd, Suite 230-S Austin TX 78757 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-15 | 12,000 | $1.35 | 798,687 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2019-08-15 | 20,000 | $1.35 | 818,687 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2019-08-15 | 11,750 | $1.35 | 830,437 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president.
- The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president.
- The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 3) for which the Reporting Person serves as president.