Filing Details
- Accession Number:
- 0000908662-19-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-15 14:50:58
- Reporting Period:
- 2019-08-13
- Accepted Time:
- 2019-08-15 14:50:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1708599 | Agex Therapeutics Inc. | AGE | Pharmaceutical Preparations (2834) | 821436829 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1724307 | Ltd Juvenescence | C/O Viking House Nelson Street Douglas, Isle Of Man X0 IM1 2AH | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-13 | 19,000 | $0.00 | 16,419,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2019-08-13 | 150,000 | $0.00 | 150,000 | $2.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2022-08-12 | No | 4 | P | Direct |
Footnotes
- Issued in connection with Loan Facility Agreement.
- Warrant shares are fully exercisable as of the date of issuance of the warrant.
Billionaire Hedge Funds
