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Filing Details

Accession Number:: 0001595585-19-000170
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-08-14 19:39:38
Reporting Period:: 2019-08-12

Accepted Time:: 2019-08-14 19:39:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1595585	Tricida Inc.	TCDA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1491874	M. Geoffrey Parker	7000 Shoreline Court, Suite 201 South San Francisco CA 94080	Chief Fin. Officer And Sr. Vp	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-12	15,476	$31.64	15,476	No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock	Acquisiton	2019-08-12	2,577	$32.56	18,053	No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock	Acquisiton	2019-08-13	7,416	$32.91	25,469	No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
Common Stock	Acquisiton	2019-08-13	4,531	$33.60	30,000	No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA
No	4	P	Indirect	By Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25,000	Indirect	By Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA
Common Stock	60,000	Indirect	By Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00
Common Stock	1,775	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.25 to $32.23, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3), (4) and (5) to this Form 4.
Shares held by Equity Trust Company, Trustee of the Geoffrey M Parker Rollover IRA.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $32.87, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.27 to $33.24, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.32 to $33.92, inclusive.
Shares held by Equity Trust Company, Trustee of the Geoffrey M. Parker Roth IRA.
Shares held by the Geoffrey M. Parker and Jill Gofen Parker Rev. Trust dated 1/27/00.
This amount includes 774 shares acquired on December 31, 2018 and 1,001 shares acquired on June 28, 2019 under the Tricida, Inc. 2018 Employee Stock Purchase Plan. These acquisitions are exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from Section 16(a) pursuant to Rule 16a-3(f)(1)(i)(B).