Filing Details
- Accession Number:
- 0001209191-19-046001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-14 19:03:07
- Reporting Period:
- 2019-08-12
- Accepted Time:
- 2019-08-14 19:03:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1628738 | Audentes Therapeutics Inc. | BOLD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1401018 | R Matthew Patterson | C/O Audentes Therapeutics, Inc. 600 California Street, 17Th Floor San Francisco CA 94108 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-12 | 20,000 | $9.50 | 135,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-12 | 19,000 | $34.02 | 116,368 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-12 | 1,000 | $34.53 | 115,368 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-12 | 20,000 | $0.00 | 20,000 | $9.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 169,819 | 2025-12-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 171,814 | Indirect | By Matthew R. Patterson Revocable Trust |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- Represents the weighted average sale price. The lowest price at which shares were sold was $33.32 and the highest price at which shares were sold was $34.30. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
- Represents the weighted average sale price. The lowest price at which shares were sold was $34.35 and the highest price at which shares were sold was $34.98.
- The reporting person is the trustee of the Matthew R. Patterson Revocable Trust.
- The option vests as to 6.25% of the total shares quarterly, beginning March 18, 2016, with 100% of the total shares vested and exercisable on December 18, 2019, subject to the reporting person's provision of service to the issuer on each vesting date and to accelerated vesting upon the occurrence of certain events.
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