Filing Details
- Accession Number:
- 0001418812-19-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-14 17:24:32
- Reporting Period:
- 2019-08-12
- Accepted Time:
- 2019-08-14 17:24:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1159187 | W Jeffrey Ubben | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1351069 | Valueact Capital Management, L.p. | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1351073 | Valueact Capital Management, Llc | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1418812 | Va Partners I, Llc | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1418813 | Valueact Holdings Gp, Llc | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1418814 | Valueact Holdings, L.p. | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1728461 | Valueact Spring Master Fund, L.p. | One Letterman Drive Building D, 4Th Floor San Francisco CA 94129 | Yes | No | No | Yes | |
1763309 | Valueact Holdings Ii, L.p. | One Letterman Drive Building D, Fourth Floor San Francisco CA 94129 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-12 | 200,000 | $15.25 | 4,346,500 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The securities reported herein are directly beneficially owned by ValueAct Spring Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.