Home > Insider Trading > Filing (0001719842-19-000006)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1710155	National Vision Holdings Inc.	EYE	Ophthalmic Goods (3851)	464841717

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1719842	John Vaught	C/O National Vision Holdings, Inc. 2435 Commerce Avenue, Bldg. 2200 Duluth GA 30096-4980	Svp, Chief Information Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-08-13	31,049	$4.27	31,049	No	4	M	Direct
Common Stock	Disposition	2019-08-13	31,049	$30.14	0	No	4	S	Direct
Common Stock	Acquisiton	2019-08-13	4,137	$7.25	4,137	No	4	M	Direct
Common Stock	Disposition	2019-08-13	4,137	$30.13	0	No	4	S	Direct
Common Stock	Acquisiton	2019-08-13	13,425	$8.23	13,425	No	4	M	Direct
Common Stock	Disposition	2019-08-13	13,425	$30.04	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2019-08-12	17,623	$4.27	17,623	$4.27
Common Stock	Stock Option (Right to Buy)	Disposition	2019-08-13	31,049	$4.27	31,049	$4.27
Common Stock	Stock Option (Right to Buy)	Disposition	2019-08-13	4,137	$7.25	4,137	$7.25
Common Stock	Stock Option (Right to Buy)	Disposition	2019-08-13	13,425	$8.23	13,425	$8.23

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,049	2024-03-13	No	4	A	Direct
0	2024-03-13	No	4	M	Direct
0	2024-03-13	No	4	M	Direct
1	2024-03-13	No	4	M	Direct

Footnotes

Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $30.00 to $30.73. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 12, 2019, the final liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholder and 17,623 stock options which had previously not been reported were deemed earned.
All of these stock options are vested.