Filing Details
- Accession Number:
- 0001179110-19-009466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-13 17:22:13
- Reporting Period:
- 2019-08-09
- Accepted Time:
- 2019-08-13 17:22:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366527 | Carbon Black Inc. | CBLK | Services-Prepackaged Software (7372) | 550810166 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738570 | James Ryan Polk | C/O Carbon Black, Inc. 1100 Winter Street Waltham MA 02451 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-09 | 6,800 | $5.98 | 75,753 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-09 | 6,800 | $19.00 | 68,953 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-09 | 6,800 | $0.00 | 6,800 | $5.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 151,000 | 2027-01-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2018.
- The stock option vests 25% on January 1, 2018 and the remainder vests in equal monthly installments such that the option will be fully vested on January 1, 2021.
Billionaire Hedge Funds
