Filing Details
- Accession Number:
- 0001567619-19-016590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-13 17:19:33
- Reporting Period:
- 2019-08-09
- Accepted Time:
- 2019-08-13 17:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1627475 | Upwork Inc. | UPWK | Services-Computer Processing & Data Preparation (7374) | 464337682 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753662 | Hayden Brown | C/O Upwork Inc. 2625 Augustine Drive, Suite 601 Santa Clara CA 95054 | Chief Marketing & Product Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-09 | 15,000 | $3.68 | 309,081 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-09 | 15,000 | $15.53 | 294,081 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-08-09 | 15,000 | $0.00 | 15,000 | $3.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 579,120 | 2027-09-25 | No | 4 | M | Direct |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The stock option vested and became exercisable, and shall continue to vest and become exercisable, at a rate of 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.
Billionaire Hedge Funds
