Filing Details
- Accession Number:
- 0001104659-19-045610
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-13 16:43:48
- Reporting Period:
- 2019-08-09
- Accepted Time:
- 2019-08-13 16:43:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Energy Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1681380 | Lee Jason Bonfigt | 3240 S. Central Avenue Cicero IL 60804 | Vp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-09 | 500 | $1.88 | 64,824 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-08-12 | 2,000 | $1.88 | 66,824 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-08-13 | 500 | $1.78 | 67,324 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,826 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.795 to $1.96, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- Includes (i) 1,785 restricted stock units that vest on 2/21/20; (ii) 10,750 restricted stock units that vest 5,375 shares on each of 2/20/20 and 2/20/21; and (iii) 25,397 restricted stock units that vest 8,465 shares on 4/23/20 and 8,466 shares on each of 4/23/21 and 4/23/22.