Filing Details
- Accession Number:
- 0001179110-19-009433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-13 16:04:09
- Reporting Period:
- 2019-08-09
- Accepted Time:
- 2019-08-13 16:04:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015739 | Aware Inc | AWRE | Services-Prepackaged Software (7372) | 042911026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218981 | Iii S John Stafford | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | Yes | No | Yes | No | |
| 1512282 | Ronin Capital, Llc | 350 N. Orleans Street Suite 2N Chicago IL 60654-1975 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-09 | 1,238,052 | $2.91 | 4,516,560 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- On August 9, 2019, the reporting person purchased 1,238,052 from his brother in a privately negotiated transaction. The purchase price was fixed based upon the average of the high and low sale prices of the common stock on August 8, 2019.
- The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.
Billionaire Hedge Funds
