Filing Details
- Accession Number:
- 0001715268-19-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-13 14:55:45
- Reporting Period:
- 2019-08-09
- Accepted Time:
- 2019-08-13 14:55:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1715268 | Golub Capital Bdc 3 Inc. | NONE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298389 | David Golub | C/O Golub Capital Bdc 3, Inc. 666 Fifth Avenue, 18Th Floor New York NY 10103 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-08-09 | 73,333 | $15.00 | 1,283,333 | No | 4 | P | Indirect | By GEMS Fund 4, L.P. |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-08-09 | 26,695 | $15.00 | 309,341 | No | 4 | P | Indirect | By GCOP LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GEMS Fund 4, L.P. |
No | 4 | P | Indirect | By GCOP LLC |
Footnotes
- Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,283,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
- Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 309,341.351 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.