Filing Details

Accession Number:
0001715268-19-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-13 14:55:45
Reporting Period:
2019-08-09
Accepted Time:
2019-08-13 14:55:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1715268 Golub Capital Bdc 3 Inc. NONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298389 David Golub C/O Golub Capital Bdc 3, Inc.
666 Fifth Avenue, 18Th Floor
New York NY 10103
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2019-08-09 73,333 $15.00 1,283,333 No 4 P Indirect By GEMS Fund 4, L.P.
Common Stock, Par Value $0.001 Per Share Acquisiton 2019-08-09 26,695 $15.00 309,341 No 4 P Indirect By GCOP LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GEMS Fund 4, L.P.
No 4 P Indirect By GCOP LLC
Footnotes
  1. Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,283,333.332 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.
  2. Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 309,341.351 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.