Filing Details
- Accession Number:
- 0001179110-19-009391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-12 18:33:51
- Reporting Period:
- 2019-08-08
- Accepted Time:
- 2019-08-12 18:33:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604821 | Natera Inc. | NTRA | Services-Medical Laboratories (8071) | 010894487 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1697362 | Burkes Michael Brophy | C/O Natera, Inc., 201 Industrial Road Suite 410 San Carlos CA 94070 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-08 | 12,500 | $9.48 | 26,690 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-08 | 6,875 | $9.59 | 33,565 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-08 | 24,579 | $10.41 | 58,144 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-08 | 12,500 | $29.00 | 45,644 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-08 | 6,875 | $29.00 | 38,769 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-08 | 24,579 | $29.00 | 14,190 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-08 | 12,500 | $0.00 | 12,500 | $9.48 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-08 | 6,875 | $0.00 | 6,875 | $9.59 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-08 | 24,579 | $0.00 | 24,579 | $10.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2025-10-08 | No | 4 | M | Direct | |
| 5,000 | 2026-04-07 | No | 4 | M | Direct | |
| 44,688 | 2027-06-08 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
- The option shares vest over four years. 25% of the option shares vest and become exercisable on September 4, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.
- The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.
- The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
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