Home > Insider Trading > Filing (0001179110-19-009389)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604821	Natera Inc.	NTRA	Services-Medical Laboratories (8071)	010894487

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1711968	Leonard Steven Chapman	C/O Natera, Inc., 201 Industrial Road Suite 410 San Carlos CA 94070	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-08-09	10,209	$9.59	20,061	No	4	M	Direct
Common Stock	Acquisiton	2019-08-09	17,875	$10.41	37,936	No	4	M	Direct
Common Stock	Acquisiton	2019-08-09	42,735	$9.29	80,671	No	4	M	Direct
Common Stock	Acquisiton	2019-08-09	4,793	$7.45	85,464	No	4	M	Direct
Common Stock	Acquisiton	2019-08-09	15,761	$10.73	101,225	No	4	M	Direct
Common Stock	Disposition	2019-08-09	10,209	$33.00	91,016	No	4	S	Direct
Common Stock	Disposition	2019-08-09	17,875	$33.00	73,141	No	4	S	Direct
Common Stock	Disposition	2019-08-09	42,735	$33.00	30,406	No	4	S	Direct
Common Stock	Disposition	2019-08-09	4,793	$33.00	25,613	No	4	S	Direct
Common Stock	Disposition	2019-08-09	15,761	$33.00	9,852	No	4	S	Direct
Common Stock	Disposition	2019-08-09	7,623	$33.00	2,229	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2019-08-09	10,209	$0.00	10,209	$9.59
Common Stock	Stock Option (right to buy)	Disposition	2019-08-09	17,875	$0.00	17,875	$10.41
Common Stock	Stock Option (right to buy)	Disposition	2019-08-09	42,735	$0.00	42,735	$9.29
Common Stock	Stock Option (right to buy)	Disposition	2019-08-09	4,793	$0.00	4,793	$7.45
Common Stock	Stock Option (right to buy)	Disposition	2019-08-09	15,761	$0.00	15,761	$10.73

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,043	2026-04-07	No	4	M	Direct
49,157	2027-06-08	No	4	M	Direct
103,785	2028-03-08	No	4	M	Direct
0	2025-03-25	No	4	M	Direct
22,917	2027-07-13	No	4	M	Direct

Footnotes

The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2019.
The option shares vest over four years. 25% of the option shares vest and become exercisable on April 1, 2017 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest over four years. 25% of the option shares vest and become exercisable on March 21, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest over four years. 25% of the option shares vest and become exercisable on March 09, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest fully and became exercisable on February 16, 2015.
The option shares vest over four years. 25% of the option shares vest and become exercisable on March 12, 2018 and the remaining shares vest in 36 equal monthly installments thereafter.