Filing Details

Accession Number:
0001019056-19-000470
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-12 16:46:25
Reporting Period:
2019-08-12
Accepted Time:
2019-08-12 16:46:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1688757 Establishment Labs Holdings Inc. ESTA () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082644 J.w. Partners, Lp 489 Fifth Avenue, 29Th Floor
New York NY 10017
No No Yes No
1549738 Jw Asset Management, Llc 489 Fifth Avenue, 29Th Floor
New York NY 10017
No No Yes No
1778482 J.w. Opportunities Master Fund, Ltd. 489 Fifth Avenue, 29Th Floor
New York NY 10017
No No Yes No
1778512 Jw Gp, Llc 489 Fifth Avenue, 29Th Floor
New York NY 10017
No No Yes No
1778752 G. Jason Wild 489 Fifth Avenue, 29Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-08-12 3,000 $22.15 3,111,485 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
  2. The amounts of 3,000 in Table I reflects the 1,950 shares of Common Stock purchased by JWP and the 1,050 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.