Home > Insider Trading > Filing (0001019056-19-000470)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1688757	Establishment Labs Holdings Inc.	ESTA	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1082644	J.w. Partners, Lp	489 Fifth Avenue, 29Th Floor New York NY 10017	No	No	Yes	No
1549738	Jw Asset Management, Llc	489 Fifth Avenue, 29Th Floor New York NY 10017	No	No	Yes	No
1778482	J.w. Opportunities Master Fund, Ltd.	489 Fifth Avenue, 29Th Floor New York NY 10017	No	No	Yes	No
1778512	Jw Gp, Llc	489 Fifth Avenue, 29Th Floor New York NY 10017	No	No	Yes	No
1778752	G. Jason Wild	489 Fifth Avenue, 29Th Floor New York NY 10017	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-08-12	3,000	$22.15	3,111,485	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Footnotes

This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
The amounts of 3,000 in Table I reflects the 1,950 shares of Common Stock purchased by JWP and the 1,050 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.