Filing Details
- Accession Number:
- 0001127602-19-026414
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-12 16:33:00
- Reporting Period:
- 2019-01-08
- Accepted Time:
- 2019-08-12 16:33:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595041 | Quadracci Kathryn Flores | Quad/Graphics 53089-3995 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-08-08 | 4,974 | $10.67 | 27,922 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2019-01-08 | 1,445 | $0.00 | 1,445 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2019-05-31 | 156 | $0.00 | 156 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
156 | No | 5 | G | Direct | ||
0 | No | 5 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 4,067 | Indirect | As Trustee - DQ 2008 Trust |
Class A Common Stock | 4,067 | Indirect | As Trustee - HVQ 2003 Trust |
Class A Common Stock | 4,067 | Indirect | As Trustee - MAQ 2001 Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 2,868 | 2,868 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 14,915 | 14,915 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,870 | 2,870 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,868 | 2,868 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,868 | 2,868 | Indirect | |
14,915 | 14,915 | Indirect | |
2,870 | 2,870 | Indirect | |
2,868 | 2,868 | Indirect |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $10.67 to $10.68. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Includes 23,241 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the settlement date or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
- Includes 1,661 additional deferred stock units resulting from payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.