Filing Details
- Accession Number:
- 0001543407-19-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-12 11:21:31
- Reporting Period:
- 2019-08-09
- Accepted Time:
- 2019-08-12 11:21:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1551804 | C James Lim | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-09 | 2,855 | $76.64 | 20,048 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-09 | 864 | $253.31 | 19,184 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-08-09 | 1,991 | $253.31 | 17,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-09 | 8,402 | $72.12 | 25,595 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-09 | 2,393 | $253.31 | 23,202 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-08-09 | 6,009 | $253.31 | 17,193 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-08-09 | 22,709 | $76.18 | 39,902 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-09 | 6,830 | $253.31 | 33,072 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-08-09 | 15,879 | $253.31 | 17,193 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2019-08-09 | 2,855 | $0.00 | 2,855 | $76.64 |
| Common Stock | Stock Appreciation Rights | Disposition | 2019-08-09 | 8,402 | $0.00 | 8,402 | $72.12 |
| Common Stock | Stock Appreciation Rights | Disposition | 2019-08-09 | 22,709 | $0.00 | 22,709 | $76.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-11-23 | 2020-11-23 | No | 4 | M | Direct |
| 0 | 2012-11-22 | 2021-11-22 | No | 4 | M | Direct |
| 0 | 2013-11-20 | 2022-11-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,904 | Indirect | GSIP Trust |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $252.32 through $254.59. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 1, 2019.
- The stock appreciation rights vest in four annual installments beginning November 23, 2011.
- The stock appreciation rights vest in four annual installments beginning November 22, 2012.
- The stock appreciation rights vest in four annual installments beginning November 20, 2013.
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