Filing Details
- Accession Number:
- 0001209191-19-045361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-09 16:36:55
- Reporting Period:
- 2019-08-07
- Accepted Time:
- 2019-08-09 16:36:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1757898 | Steris Plc | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1776271 | L Cary Majors | C/O 70 Sir John Rogerson'S Quay Dublin L2 2 | Vp, N America Com Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2019-08-07 | 2,250 | $66.15 | 21,445 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-08-07 | 2,250 | $152.68 | 19,195 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2019-08-07 | 3,000 | $69.72 | 22,195 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2019-08-07 | 3,000 | $152.66 | 19,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2019-08-07 | 2,250 | $0.00 | 2,250 | $66.15 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2019-08-07 | 3,000 | $0.00 | 3,000 | $69.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-05-28 | No | 4 | M | Direct | |
| 3,000 | 2026-06-01 | No | 4 | M | Direct |
Footnotes
- Price reflects a weighted average sale price for multiple transactions ranging from $152.65 to $152.73 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price reflects a weighted average sale price for multiple transactions ranging from $152.65 to $152.67 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 16,744 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,000 on October 1, 2019; 2,500 on June 1, 2020; 6,500 on May 31, 2021; 2,520 on May 31, 2022; and 2,224 on May 31, 2023.
- This option to purchase 2,250 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 2,250 Old STERIS ordinary shares for $66.15 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
- This option to purchase 6,000 STERIS ordinary shares, of which the 3,000 ordinary shares being exercised have fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 6,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
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