Filing Details
- Accession Number:
- 0001620533-19-000109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-08 20:45:18
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-08-08 20:45:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1693743 | Zach Koff | C/O Shake Shack Inc. 225 Varick Street, Suite 301 New York NY 10014 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-01 | 3,812 | $0.00 | 11,692 | No | 4 | A | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-07 | 15,000 | $21.00 | 26,692 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-07 | 15,000 | $88.00 | 11,692 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-08-08 | 5,000 | $21.00 | 16,692 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-08-08 | 5,000 | $86.00 | 11,692 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-07 | 15,000 | $0.00 | 15,000 | $21.00 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-08 | 5,000 | $0.00 | 5,000 | $21.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,000 | 2025-01-29 | No | 4 | M | Direct | |
| 32,000 | 2025-01-29 | No | 4 | M | Direct |
Footnotes
- Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") underlying restricted stock units acquired by the Reporting Person. On March 1, 2019, pursuant to the Issuer's2015 Incentive Award Plan, as amended, the Reporting Person was awarded restricted stock units that represent the right to receive Class A Stock of the Issuer. The restricted stock units representing the right to receive Class A Stock of the Issuer vest in 4 equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service with the Issuer.
- An option to purchase 106,000 shares of Class A Stock of the Issuer at $21.00 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018 and January 29, 2019, and 21,200 options will vest on January 29, 2020, subject to the Reporting Person's continued service with the Issuer.
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