Filing Details
- Accession Number:
- 0001104659-19-044978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-08 19:08:58
- Reporting Period:
- 2019-08-07
- Accepted Time:
- 2019-08-08 19:08:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604738 | Ashford Inc. | AINC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1516834 | Jeremy Welter | 14185 Dallas Parkway, Suite 1100 Dallas TX 75254 | Co-President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-07 | 15,000 | $29.46 | 21,775 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-08-08 | 8,225 | $28.92 | 30,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to purchase) | $61.12 | 2022-02-27 | 2029-02-27 | 35,000 | 35,000 | Direct |
Common Stock | Stock Options (right to purchase) | $94.96 | 2021-03-14 | 2028-03-14 | 27,451 | 27,451 | Direct |
Common Stock | Stock Options (right to purchase) | $57.71 | 2020-10-03 | 2027-10-03 | 17,500 | 17,500 | Direct |
Common Stock | Stock Options (right to purchase) | $57.34 | 2020-04-18 | 2027-04-18 | 17,500 | 17,500 | Direct |
Common Stock | Stock Options (right to purchase) | $45.59 | 2019-03-31 | 2026-03-31 | 35,000 | 35,000 | Direct |
Common Stock | Stock Options (right to purchase) | $85.97 | 2017-12-11 | 2022-12-11 | 30,000 | 30,000 | Direct |
Common Stock | Common Units | $0.00 | 68 | 68 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-02-27 | 35,000 | 35,000 | Direct |
2028-03-14 | 27,451 | 27,451 | Direct |
2027-10-03 | 17,500 | 17,500 | Direct |
2027-04-18 | 17,500 | 17,500 | Direct |
2026-03-31 | 35,000 | 35,000 | Direct |
2022-12-11 | 30,000 | 30,000 | Direct |
68 | 68 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $28.98 to $29.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $28.70 to $29.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.