Filing Details
- Accession Number:
- 0001032553-19-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-07 19:02:21
- Reporting Period:
- 2019-08-05
- Accepted Time:
- 2019-08-07 19:02:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032553 | B Gary Smith | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-08-05 | 2,400 | $41.38 | 457,052 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-05 | 2,400 | $41.37 | 454,652 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-06 | 2,400 | $42.19 | 452,252 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-06 | 2,400 | $42.18 | 449,852 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 07/09/2018.
- Reflects the weighted average sales price with transactions in a range of sales from $40.85 to $41.865. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Reflects the weighted average sales price with transactions in a range of sales from $40.85 to $41.85. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- Reflects the weighted average sales price with transactions in a range of sales from $41.51 to $42.67. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- Reflects the weighted average sales price with transactions in a range of sales from $41.51 to $42.675. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
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