Filing Details
- Accession Number:
- 0000899243-19-021277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-07 18:02:26
- Reporting Period:
- 2019-08-05
- Accepted Time:
- 2019-08-07 18:02:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403528 | Oaktree Capital Group Llc | OAK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1105209 | J Steven Gilbert | C/O Oaktree Capital Group, Llc 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred | Acquisiton | 2019-08-05 | 10,000 | $26.66 | 10,000 | No | 4 | P | Direct | |
| Series B Preferred | Acquisiton | 2019-08-07 | 15,000 | $26.60 | 25,000 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 5 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $26.6312 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.56 to $26.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
Billionaire Hedge Funds
