Filing Details
- Accession Number:
- 0001225208-19-010997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-07 18:01:54
- Reporting Period:
- 2019-08-05
- Accepted Time:
- 2019-08-07 18:01:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1714891 | C Jennifer Witz | 1290 Avenue Of The Americas New York NY 10104 | President, Sales, Mktg. & Ops. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-08-05 | 203,811 | $6.34 | 913,904 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2019-08-07 | 575,340 | $3.92 | 1,489,244 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-07 | 573,350 | $4.24 | 2,062,594 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-07 | 188,080 | $3.37 | 2,250,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-07 | 117,625 | $3.61 | 2,368,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-07 | 504,830 | $6.02 | 1,863,469 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-07 | 1,218,969 | $6.04 | 644,500 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-07 | 188,080 | $3.37 | 188,080 | $3.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-07 | 575,340 | $3.92 | 575,340 | $3.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-07 | 573,350 | $4.24 | 573,350 | $4.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-08-07 | 117,625 | $3.61 | 117,625 | $3.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-08-05 | 2024-08-05 | No | 4 | M | Direct |
| 0 | 2016-08-05 | 2025-08-05 | No | 4 | M | Direct |
| 0 | 2017-08-05 | 2026-08-05 | No | 4 | M | Direct |
| 0 | 2014-08-19 | 2023-08-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,743 | Indirect | By 401(k) Plan |
Footnotes
- Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units and related dividends.
- Represents the weighted average sales price for the price increments ranging from $6.00 to $6.05. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Billionaire Hedge Funds
