Filing Details

Accession Number:
0001509409-19-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-06 22:00:00
Reporting Period:
2019-08-05
Accepted Time:
2019-08-06 22:00:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069258 Kratos Defense & Security Solutions Inc. KTOS Guided Missiles & Space Vehicles & Parts (3760) 133818604
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509409 D Phillip Carrai 10680 Treena Street, Suite 600
San Diego CA 92131
President, Stc Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-08-05 12,619 $19.89 164,136 No 4 S Direct
Common Stock Disposition 2019-08-05 16,889 $19.55 147,247 No 4 I Direct
Common Stock Disposition 2019-08-06 966 $19.33 146,281 No 4 S Direct
Common Stock Disposition 2019-08-06 51,538 $19.27 94,743 No 4 S Direct
Common Stock Disposition 2019-08-05 12,379 $19.80 46,644 No 4 S Indirect by trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 I Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect by trust
Footnotes
  1. Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.00 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Transfer of common stock held through Issuer's 401(k) Plan, as valued based on 8/5/2019 Issuer common stock closing price.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.305 to $19.375 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.405 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.835 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  7. Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,889 shares held in Issuer's 401(k) Plan.
  8. Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan.
  9. Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan.
  10. Includes 6,921 shares purchased through Issuer's Employee Stock Purchase Plan and subsequently transferred to trust.