Filing Details
- Accession Number:
- 0001509409-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-06 22:00:00
- Reporting Period:
- 2019-08-05
- Accepted Time:
- 2019-08-06 22:00:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509409 | D Phillip Carrai | 10680 Treena Street, Suite 600 San Diego CA 92131 | President, Stc Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-08-05 | 12,619 | $19.89 | 164,136 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-08-05 | 16,889 | $19.55 | 147,247 | No | 4 | I | Direct | |
Common Stock | Disposition | 2019-08-06 | 966 | $19.33 | 146,281 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-08-06 | 51,538 | $19.27 | 94,743 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-08-05 | 12,379 | $19.80 | 46,644 | No | 4 | S | Indirect | by trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | I | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by trust |
Footnotes
- Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.00 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Transfer of common stock held through Issuer's 401(k) Plan, as valued based on 8/5/2019 Issuer common stock closing price.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.305 to $19.375 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.405 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.835 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,889 shares held in Issuer's 401(k) Plan.
- Includes 13,837 shares purchased through Issuer's Employee Stock Purchase Plan.
- Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan.
- Includes 6,921 shares purchased through Issuer's Employee Stock Purchase Plan and subsequently transferred to trust.