Filing Details
- Accession Number:
- 0000855658-19-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-06 18:40:25
- Reporting Period:
- 2019-08-02
- Accepted Time:
- 2019-08-06 18:40:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292289 | Wayne Byron Milstead | 111 Sw 5Th Ave., 7Th Fl. Portland OR 97204 | Vp Corp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-08-02 | 14,715 | $5.73 | 29,206 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-08-02 | 14,715 | $18.96 | 14,491 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-08-02 | 8,250 | $5.28 | 22,741 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-08-02 | 8,250 | $18.96 | 14,491 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-08-02 | 2,106 | $19.02 | 12,385 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-08-02 | 4,954 | $18.96 | 7,431 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-08-02 | 4,954 | $6.10 | 12,385 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-08-02 | 8,250 | $0.00 | 8,250 | $5.28 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-08-02 | 14,715 | $0.00 | 14,715 | $5.73 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-08-02 | 4,954 | $0.00 | 4,954 | $6.10 |
Common Stock | Performance Restricted Stock Unit (PRSU) | Acquisiton | 2019-08-02 | 13,821 | $0.00 | 13,821 | $0.00 |
Common Stock | Restricted Stock Unit (RSU) | Acquisiton | 2019-08-02 | 13,821 | $0.00 | 13,821 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,800 | 2016-08-13 | 2023-05-13 | No | 4 | M | Direct |
25,750 | 2018-01-18 | 2024-10-18 | No | 4 | M | Direct |
0 | 2015-05-06 | 2025-02-06 | No | 4 | M | Direct |
35,511 | 2020-08-02 | No | 4 | A | Direct | |
78,101 | 2020-08-02 | No | 4 | A | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $18.61 to $19.20
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $18.85 to $19.19
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- Grants of Performance Restricted Stock Units (PRSUs) vest as follows: one-third of the PRSUs will vest on each anniversary of the date of grant, and upon the achievement of the performance conditions.
- Not applicable.
- Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter.