Filing Details
- Accession Number:
- 0001335786-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-06 17:24:15
- Reporting Period:
- 2019-01-04
- Accepted Time:
- 2019-08-06 17:24:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1335786 | M. Benjamin Goodwin | 10680 Treena Street, Suite 600 San Diego CA 92131 | Svp, Corp. Dev. & Gov. Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-05 | 15,000 | $4.98 | 103,933 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-05 | 15,000 | $4.98 | 118,933 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-05 | 7,428 | $20.12 | 111,505 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-05 | 18,700 | $20.12 | 92,805 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2019-01-04 | 12,500 | $0.00 | 12,500 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-05 | 15,000 | $0.00 | 15,000 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-05 | 15,000 | $0.00 | 15,000 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | No | 4 | A | Direct | ||
| 0 | 2018-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2018-11-08 | 2023-01-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,105 | Indirect | by trust |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
- RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
- Exercise of stock option right to buy, which was granted 1/4/2013.
- Shares withheld to cover exercise price of 30,000 options exercised.
- Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 3,634 shares purchased through Issuer's Employee Stock Purchase Plan.
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