Filing Details
- Accession Number:
- 0001094718-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-06 16:48:54
- Reporting Period:
- 2019-08-05
- Accepted Time:
- 2019-08-06 16:48:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069258 | Kratos Defense & Security Solutions Inc. | KTOS | Guided Missiles & Space Vehicles & Parts (3760) | 133818604 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1094718 | H Deanna Lund | 10680 Treena Street, Suite 600 San Diego CA 92131 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-05 | 29,926 | $4.98 | 297,768 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-05 | 5,000 | $4.98 | 302,768 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-05 | 60,000 | $4.98 | 362,768 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-08-05 | 60,000 | $4.98 | 422,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-05 | 31,681 | $19.65 | 391,087 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-05 | 3,040 | $19.95 | 388,047 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-05 | 94,141 | $19.76 | 293,906 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-05 | 24,987 | $19.21 | 268,919 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-08-06 | 1,077 | $19.29 | 267,842 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-05 | 29,926 | $0.00 | 29,926 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-05 | 5,000 | $0.00 | 5,000 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-05 | 60,000 | $0.00 | 60,000 | $4.98 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-08-05 | 60,000 | $0.00 | 60,000 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2017-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2018-01-04 | 2023-01-04 | No | 4 | M | Direct |
| 0 | 2018-11-08 | 2023-01-04 | No | 4 | M | Direct |
Footnotes
- Exercise of stock option right to buy, which was granted 1/4/2013.
- Shares withheld to cover exercise price of 125,000 options exercised.
- Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.85 to $20.19 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $20.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.98 to $19.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.2925 to $19.2929 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.
Billionaire Hedge Funds
