Filing Details
- Accession Number:
- 0000899243-19-021054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-05 20:38:38
- Reporting Period:
- 2019-08-01
- Accepted Time:
- 2019-08-05 20:38:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group L.p. | CG | Investment Advice (6282) | 452832612 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771467 | Christopher Finn | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units | Disposition | 2019-08-01 | 55,138 | $22.85 | 310,968 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Units | 313,937 | Indirect | See Footnote |
Footnotes
- These common units were sold on behalf of the reporting person to cover tax withholding obligations in connection with the vesting of deferred restricted common units, the grant of which was previously reported.
- These common units are held in a limited liability company of which the reporting person is the manager.