Filing Details
- Accession Number:
- 0001321732-19-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-02 20:09:20
- Reporting Period:
- 2019-08-01
- Accepted Time:
- 2019-08-02 20:09:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651325 | Sridhar Kosaraju | One Penumbra Place Alameda CA 94502 | Cfo And Head Of Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-08-01 | 606 | $166.78 | 170,745 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-08-01 | 1,049 | $167.89 | 169,696 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-08-01 | 740 | $168.56 | 168,956 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-08-01 | 400 | $169.60 | 168,556 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-08-01 | 1,505 | $170.66 | 167,051 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-08-01 | 600 | $171.65 | 166,451 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2019-08-01 | 100 | $172.31 | 166,351 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $166.20 to $167.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the Kosaraju Family Trust.
- This transaction was executed in multiple trades at prices ranging from $167.46 to $168.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $168.36 to $168.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $169.28 to $169.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $170.26 to $171.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $171.28 to $172.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.