Filing Details
- Accession Number:
- 0000950103-19-010409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-02 19:24:22
- Reporting Period:
- 2019-07-17
- Accepted Time:
- 2019-08-02 19:24:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | Semiconductors & Related Devices (3674) | 981013909 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1781971 | C. Stephen Dow | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-07-17 | 17,000 | $31.49 | 27,000 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2019-07-17 | 56 | $31.35 | 27,056 | No | 4 | P | Direct | |
Ordinary Shares | Acquisiton | 2019-07-17 | 3 | $31.34 | 27,059 | No | 4 | P | Direct | |
Ordinary Shares | Disposition | 2019-07-17 | 944 | $31.37 | 26,115 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-07-17 | 215 | $31.36 | 25,900 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price reported is a weighted average price. The reported securities were purchased in multiple transactions at prices ranging from $31.38 to $31.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The reporting person's sale of the Issuer's common stock at a price of $31.37 per share on July 17, 2019 reported herein included sales of 59 shares of the Issuer's common stock matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 3 shares of the Issuer's common stock at a price of $31.34 per share and 56 shares of Issuer's common stock at a price of $31.35 per share, each on July 17, 2019 as reported herein. The reporting person has paid to the Registrant $0.96 representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.