Filing Details
- Accession Number:
- 0001288847-19-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-02 17:23:13
- Reporting Period:
- 2019-08-01
- Accepted Time:
- 2019-08-02 17:23:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288847 | Five9 Inc. | FIVN | Services-Computer Processing & Data Preparation (7374) | 943394123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305625 | Scott Welch | C/O Five9, Inc. Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon, CA 94583 | Evp, Cloud Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-01 | 18,503 | $29.89 | 80,605 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-08-01 | 18,503 | $60.00 | 62,102 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-08-01 | 18,503 | $0.00 | 18,503 | $29.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,708 | 2028-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,825 | Indirect | by Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2019.
- The option vests in 48 equal monthly installments beginning on the one month anniversary of February 26, 2018.
Billionaire Hedge Funds
