Filing Details

Accession Number:
0001209191-19-044310
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-08-02 17:22:13
Reporting Period:
2019-07-01
Accepted Time:
2019-08-02 17:22:13
Original Submission Date:
2019-07-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1597313 Viewray Inc. VRAY Electromedical & Electrotherapeutic Apparatus (3845) 421777485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637089 F. James Dempsey C/O Viewray, Inc.
2 Thermo Fisher Way
Oakwood Village OH 44146
Chief Scientific Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-01 5,146 $0.68 226,119 No 4 M Direct
Common Stock Disposition 2019-07-01 5,146 $8.63 220,973 No 4 S Direct
Common Stock Acquisiton 2019-07-01 16,469 $0.68 237,442 No 4 M Direct
Common Stock Disposition 2019-07-01 16,469 $8.64 220,973 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-07-01 5,146 $0.00 61,752 $0.68
Common Stock Stock Option (right to buy) Disposition 2019-07-01 16,469 $0.00 197,635 $0.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
56,606 2020-06-29 No 4 M Direct
181,166 2020-06-29 No 4 M Direct
Footnotes
  1. Transaction was not included in previous filing.
  2. The transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.46 to $8.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Previous filing listed total as 317,498 shares. Accurate total is 220,973 shares, of which 38,371 shares represents shares granted as Restricted Stock Units. As of the transaction date, none of the restricted stock units have vested.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.46 to $8.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Includes 38,371 shares granted as Restricted Stock Units. As of the transaction date, none of the restricted stock units have vested.
  7. The shares subject to the option vested in 36 monthly installments beginning June 17, 2010 (the "Vesting Commencement Date") and became exercisable on each monthly anniversary thereafter, such that 100% of the shares subject to the option were fully vested on the 36 month anniversary of the Vesting Commencement Date.
  8. The shares subject to the option vested in 48 monthly installments beginning July 14, 2010 (the "Vesting Commencement Date") and became exercisable on each monthly anniversary thereafter, such that 100% of the shares subject to the option were fully vested on the 48 month anniversary of the Vesting Commencement Date.