Filing Details
- Accession Number:
- 0001104659-19-043758
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-02 17:05:55
- Reporting Period:
- 2019-04-24
- Accepted Time:
- 2019-08-02 17:05:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Energy Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1698592 | E. Daniel Schueller | 3240 S. Central Avenue Cicero IL 60804 | Pres., Brad Foote Gear Works | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-04-24 | 3,720 | $1.86 | 1,090 | No | 4 | S | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39,779 | Direct |
Footnotes
- As of August 2, 2019, this number of securities includes (i) 1,890 restricted stock units that vest on 2/21/20; (ii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22.