Filing Details

Accession Number:
0001104659-19-043758
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-08-02 17:05:55
Reporting Period:
2019-04-24
Accepted Time:
2019-08-02 17:05:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120370 Broadwind Energy Inc. BWEN Nonferrous Foundries (Castings) (3360) 880409160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1698592 E. Daniel Schueller 3240 S. Central Avenue
Cicero IL 60804
Pres., Brad Foote Gear Works No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-04-24 3,720 $1.86 1,090 No 4 S Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 401(k) Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,779 Direct
Footnotes
  1. As of August 2, 2019, this number of securities includes (i) 1,890 restricted stock units that vest on 2/21/20; (ii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iii) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22.