Filing Details
- Accession Number:
- 0001144204-19-037486
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-08-02 16:17:48
- Reporting Period:
- 2019-07-30
- Accepted Time:
- 2019-08-02 16:17:48
- Original Submission Date:
- 2019-08-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1554859 | Semler Scientific Inc. | SMLR | Electromedical & Electrotherapeutic Apparatus (3845) | 261367393 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608075 | T Wayne Pan | C/O Semler Scientific, Inc. 911 Bern Court, Suite 110 San Jose CA 95112 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-30 | 10,000 | $3.85 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-30 | 759 | $50.75 | 9,241 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-08-01 | 600 | $51.20 | 8,641 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-07-30 | 10,000 | $0.00 | 10,000 | $3.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-07-24 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. The shares were sold at prices ranging from $51.16 to $51.20. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This option was granted under the issuer's 2007 Key Person Stock Option Plan. Under this Plan, the exercise price equals the average of the high and low sales prices of the issuer's common stock as reported by the Nasdaq Capital Market on the grant date. The option was fully vested on July 24, 2014.
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