Filing Details
- Accession Number:
- 0000921895-19-002085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-08-01 19:16:53
- Reporting Period:
- 2019-07-30
- Accepted Time:
- 2019-08-01 19:16:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630805 | Babcock & Wilcox Enterprises Inc. | BW | Oil & Gas Field Services, Nec (1389) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
709804 | Steel Excel Inc. | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1452857 | L.p. Holdings Partners Steel | 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1522066 | Sph Group Holdings Llc | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1522067 | Sph Group Llc | C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | Yes | No | |
1537666 | Steel Partners Holdings Gp Inc. | 590 Madison Avenue 32Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2019-07-30 | 2,664 | $3.65 | 5,820,337 | No | 4 | S | Indirect | By Steel Excel Inc. |
Common Stock, Par Value $0.01 | Disposition | 2019-07-31 | 13,601 | $3.67 | 5,806,736 | No | 4 | S | Indirect | By Steel Excel Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Steel Excel Inc. |
No | 4 | S | Indirect | By Steel Excel Inc. |
Footnotes
- This Form 4 is filed jointly by Steel Partners Holdings L.P. ("Steel Holdings"), SPH Group LLC ("SPHG"), SPH Group Holdings LLC ("SPHG Holdings"), Steel Partners Holdings GP Inc. ("Steel Holdings GP") and Steel Excel Inc. ("Steel Excel") (collectively, the "Reporting Persons"). Steel Holdings owns 99% of the membership interests of SPHG. SPHG is the sole member of SPHG Holdings. Steel Holdings GP is the general partner of Steel Holdings, the managing member of SPHG and the manager of SPHG Holdings. SPHG Holdings owns 100% of the outstanding shares of common stock of Steel Excel. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
- Represents securities owned directly by Steel Excel. By virtue of their relationships with Steel Excel discussed in Footnote 1, each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP may be deemed to beneficially own the securities owned directly by Steel Excel. Each of Steel Holdings, SPHG, SPHG Holdings and Steel Holdings GP disclaims beneficial ownership of the securities owned directly by Steel Excel, except to the extent of its pecuniary interest therein.