Home > Insider Trading > Filing (0000899243-19-020812)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013272	Norwood Financial Corp	NWFL	State Commercial Banks (6022)	232828306

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1192337	J Lewis Critelli	717 Main Street Honesdale PA 18431	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-07-30	1,056	$17.33	21,981	No	4	M	Direct
Common Stock	Disposition	2019-07-30	1,056	$35.10	20,925	No	4	S	Direct
Common Stock	Acquisiton	2019-07-31	769	$17.33	21,694	No	4	M	Direct
Common Stock	Disposition	2019-07-31	769	$35.30	20,925	No	4	S	Direct
Common Stock	Acquisiton	2019-08-01	3,125	$17.33	21,694	No	4	M	Direct
Common Stock	Disposition	2019-08-01	3,125	$35.19	20,925	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option Right-to-Buy	Disposition	2019-07-30	1,056	$0.00	1,056	$17.33
Common Stock	Option Right-to-Buy	Disposition	2019-07-31	769	$0.00	769	$17.33
Common Stock	Option Right-to-Buy	Disposition	2019-08-01	3,125	$0.00	3,125	$17.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,719	2010-12-31	2019-12-31	No	4	M	Direct
24,950	2010-12-31	2019-12-31	No	4	M	Direct
21,825	2010-12-31	2019-12-31	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25,653	Indirect	ESOP
Common Stock	750	Indirect	Restricted Stock Award
Common Stock	750	Indirect	Restricted Stock Award
Common Stock	1,800	Indirect	Restricted Stock Award
Common Stock	2,400	Indirect	Restricted Stock Award
Common Stock	2,500	Indirect	Restricted Stock Award

Footnotes

Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.