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Filing Details

Accession Number:: 0001209191-19-043899
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-07-31 18:03:51
Reporting Period:: 2019-07-30

Accepted Time:: 2019-07-31 18:03:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1704711	Funko Inc.	FNKO	Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1719500	L. Richard Mcnally	C/O Fundamental Capital, Llc 4 Embarcadero Center, Suite 1400 San Francisco CA 94111	No	No	Yes	No
1720908	Fundamental Capital Partners, Llc	C/O Fundamental Capital, Llc 4 Embarcadero Center, Suite 1400 San Francisco CA 94111	No	No	Yes	No
1720926	Funko International, Llc	C/O Fundamental Capital, Llc 4 Embarcadero Center, Suite 1400 San Francisco CA 94111	No	No	Yes	No
1720927	G. Kevin Keenley	C/O Fundamental Capital, Llc 4 Embarcadero Center, Suite 1400 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2019-07-30	4,914	$24.80	186,570	No	4	S	Indirect	By Fundamental Capital, LLC
Class A Common Stock	Disposition	2019-07-31	10,062	$25.10	176,508	No	4	S	Indirect	By Fundamental Capital, LLC
Class A Common Stock	Disposition	2019-07-30	22,386	$24.80	849,930	No	4	S	Indirect	By Funko International, LLC
Class A Common Stock	Disposition	2019-07-31	45,838	$25.10	804,092	No	4	S	Indirect	By Funko International, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Fundamental Capital, LLC
No	4	S	Indirect	By Fundamental Capital, LLC
No	4	S	Indirect	By Funko International, LLC
No	4	S	Indirect	By Funko International, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	613,138	Indirect	By Fundamental Capital, LLC
Class B Common Stock	2,816,538	Indirect	By Funko International, LLC

Footnotes

Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.