Home > Insider Trading > Filing (0001593968-19-001686)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466026	Midland States Bancorp Inc.	MSBI	State Commercial Banks (6022)	371233196

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1526236	J. Douglas Tucker	1201 Network Centre Dr. Effingham IL 62401	Svp Corporate Counsel	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-07-30	1,000	$26.89	28,889	No	4	S	Direct
Common Stock	Acquisiton	2019-07-30	5,500	$16.00	34,389	No	4	M	Direct
Common Stock	Disposition	2019-07-30	5,500	$27.02	28,889	No	4	S	Direct
Common Stock	Acquisiton	2019-07-30	5,424	$14.75	34,313	No	4	M	Direct
Common Stock	Disposition	2019-07-30	5,424	$27.02	28,889	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2019-07-30	5,500	$0.00	5,500	$16.00
Common Stock	Option (right to buy)	Disposition	2019-07-30	5,424	$0.00	5,424	$14.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-12-13	No	4	M	Direct
0		2021-12-16	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$23.00	2025-11-03	11,566	11,566	Direct
Common Stock	Option (right to buy)	$21.00	2024-12-02	7,153	7,153	Direct
Common Stock	Option (right to buy)	$16.59	2023-12-10	5,899	5,899	Direct
Common Stock	Option (right to buy)	$18.00	2024-08-05	40,000	40,000	Direct
Common Stock	Option (right to buy)	$28.59	2026-11-16	5,405	5,405	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-11-03	11,566	11,566	Direct
2024-12-02	7,153	7,153	Direct
2023-12-10	5,899	5,899	Direct
2024-08-05	40,000	40,000	Direct
2026-11-16	5,405	5,405	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 - 27.065 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant.
These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant.
Options vested on 12/31/2017.
These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.