Filing Details
- Accession Number:
- 0001493152-19-011385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-31 11:45:51
- Reporting Period:
- 2013-09-05
- Accepted Time:
- 2019-07-31 11:45:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172178 | Liberty Star Uranium & Metals Corp. | LBSR | Metal Mining (1000) | 270019071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569334 | Pete O'heeron | C/O Liberty Star Uranium &Amp; Metals Corp. 2 East Congress St. Suite 900 Tucson, AZ 85701 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-12 | 677,507 | $0.01 | 2,451,619 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-10-13 | 226,619 | $0.00 | 3,129,126 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2013-09-05 | 7,000,000 | $0.00 | 7,000,000 | $0.03 |
| Common Stock | Warrant | Acquisiton | 2014-08-12 | 677,507 | $0.00 | 677,507 | $0.02 |
| Common Stock | Warrant | Disposition | 2017-07-11 | 677,507 | $0.00 | 677,507 | $0.02 |
| Common Stock | Warrant | Acquisiton | 2017-07-11 | 677,507 | $0.00 | 677,507 | $0.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000,000 | 2013-09-05 | 2023-09-05 | No | 4 | A | Direct |
| 677,507 | 2014-08-12 | 2017-08-12 | No | 4 | P | Direct |
| 0 | 2014-08-12 | 2017-08-12 | No | 4 | J | Direct |
| 677,507 | 2017-07-11 | 2020-07-11 | No | 4 | J | Direct |
Footnotes
- On August 12, 2014, the reporting person purchased 677,507 issuer units at a purchase price of $0.0148 per unit. Each unit was comprised of one share of the issuer's common stock and a warrant to purchase one share of the issuer's common stock. Accordingly, through the reporting person's purchase of 677,507 issuer units, the reporting person acquired 677,507 shares of the issuer's common stock and a warrant to purchase 677,507 shares of the issuer's common stock.
- On July 11, 2017, the reporting person and the issuer agreed to extend the expiration date of the warrant to purchase 677,507 shares of the issuer's common stock acquired on August 12, 2014. No other terms of the warrant were modified.
Billionaire Hedge Funds
