Filing Details
- Accession Number:
- 0000899243-19-020611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-30 19:17:01
- Reporting Period:
- 2019-07-27
- Accepted Time:
- 2019-07-30 19:17:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1735707 | Garrett Motion Inc. | GTX | Motor Vehicle Parts & Accessories (3714) | 824873189 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1744473 | Craig Balis | La Piece 16 Rolle V8 1180 | Svp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-07-27 | 519 | $14.57 | 273,807 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-07-29 | 32 | $14.90 | 0 | No | 4 | S | Indirect | Through 401(k) plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Indirect | Through 401(k) plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 32 | Indirect | Through 401(k) plan |
Common Stock | 273,807 | Direct |
Footnotes
- Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the vesting of a portion of an award of restricted stock units that settle in shares of Garrett common stock ("RSUs") granted on October 1, 2018.
- Following the transaction reported above, the reporting person directly beneficially owned 273,839.3 shares of Garrett common stock, consisting of (a) 202,412 RSUs and (b) 71,395 shares of Garrett common stock, in addition to the Garrett shares indirectly beneficially owned as of such time, as described in footnote 3. This information updates the information reflected in the reporting person's previous Form 4 filed on March 6, 2019, which inadvertently reported direct beneficial ownership of (a) 202,875 previously awarded RSUs, rather than 199,119 previously awarded RSUs actually beneficially owned as of that date, and (b) an aggregate amount of securities beneficially owned of 278,082 shares of Garrett common stock, rather than the aggregate of 274,326 shares of Garrett common stock actually beneficially owned as of that date, not including the shares referred to in footnote 3.
- Reflects shares of Garrett common stock indirectly beneficially owned by the reporting person through a unitized stock fund under a 401(k) plan established by Honeywell International Inc. ("Honeywell"), the former parent company of Garrett. This information updates each of the reporting person's previous reports on Form 4, which inadvertently omitted these shares. In connection with the liquidation by Honeywell of all Garrett common stock held under the 401(k) plan, these shares were sold by or on behalf of Honeywell on July 29, 2019 at a price of $14.90 per share.