Filing Details
- Accession Number:
- 0001225208-19-010651
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-30 16:31:27
- Reporting Period:
- 2019-07-26
- Accepted Time:
- 2019-07-30 16:31:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 895456 | Rocky Brands Inc. | RCKY | Footwear, (No Rubber) (3140) | 311364046 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1709434 | P. David Dixon | 39 East Canal Street Nelsonville OH 45764 | President, Sourcing And Mfg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Acquisiton | 2019-07-26 | 1,000 | $14.57 | 2,100 | No | 4 | M | Direct | |
| Common Stock, Without Par Value | Disposition | 2019-07-26 | 1,000 | $31.03 | 1,100 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2019-07-26 | 1,000 | $0.00 | 1,000 | $14.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-01-02 | 2024-01-02 | No | 4 | M | Direct |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.98 to $31.06. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Billionaire Hedge Funds
