Filing Details

Accession Number:
0001225208-19-010650
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-30 16:31:23
Reporting Period:
2019-07-26
Accepted Time:
2019-07-30 16:31:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895456 Rocky Brands Inc. RCKY Footwear, (No Rubber) (3140) 311364046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516233 Richard Simms 39 East Canal Street
Nelsonville OH 45764
President Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Without Par Value Acquisiton 2019-07-26 2,000 $11.55 8,595 No 4 M Direct
Common Stock, Without Par Value Acquisiton 2019-07-26 1,800 $11.56 10,395 No 4 M Direct
Common Stock, Without Par Value Acquisiton 2019-07-26 900 $13.42 11,295 No 4 M Direct
Common Stock, Without Par Value Acquisiton 2019-07-26 400 $14.57 11,695 No 4 M Direct
Common Stock, Without Par Value Disposition 2019-07-26 8,200 $30.24 3,495 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Without Par Value Stock Option (right to buy) Disposition 2019-07-26 400 $0.00 400 $14.57
Common Stock, Without Par Value Stock Option (right to buy) Disposition 2019-07-26 900 $0.00 900 $13.42
Common Stock, Without Par Value Stock Option (right to buy) Disposition 2019-07-26 2,000 $0.00 2,000 $11.55
Common Stock, Without Par Value Stock Option (right to buy) Disposition 2019-07-26 1,800 $0.00 1,800 $11.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-01-02 No 4 M Direct
600 2025-01-02 No 4 M Direct
3,000 2027-01-03 No 4 M Direct
1,200 2026-01-04 No 4 M Direct
Footnotes
  1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
  2. Option vests 20% per year beginning on the first anniversary of the date of grant.