Filing Details
- Accession Number:
- 0001225208-19-010650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-30 16:31:23
- Reporting Period:
- 2019-07-26
- Accepted Time:
- 2019-07-30 16:31:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895456 | Rocky Brands Inc. | RCKY | Footwear, (No Rubber) (3140) | 311364046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1516233 | Richard Simms | 39 East Canal Street Nelsonville OH 45764 | President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Without Par Value | Acquisiton | 2019-07-26 | 2,000 | $11.55 | 8,595 | No | 4 | M | Direct | |
Common Stock, Without Par Value | Acquisiton | 2019-07-26 | 1,800 | $11.56 | 10,395 | No | 4 | M | Direct | |
Common Stock, Without Par Value | Acquisiton | 2019-07-26 | 900 | $13.42 | 11,295 | No | 4 | M | Direct | |
Common Stock, Without Par Value | Acquisiton | 2019-07-26 | 400 | $14.57 | 11,695 | No | 4 | M | Direct | |
Common Stock, Without Par Value | Disposition | 2019-07-26 | 8,200 | $30.24 | 3,495 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2019-07-26 | 400 | $0.00 | 400 | $14.57 |
Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2019-07-26 | 900 | $0.00 | 900 | $13.42 |
Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2019-07-26 | 2,000 | $0.00 | 2,000 | $11.55 |
Common Stock, Without Par Value | Stock Option (right to buy) | Disposition | 2019-07-26 | 1,800 | $0.00 | 1,800 | $11.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-01-02 | No | 4 | M | Direct | |
600 | 2025-01-02 | No | 4 | M | Direct | |
3,000 | 2027-01-03 | No | 4 | M | Direct | |
1,200 | 2026-01-04 | No | 4 | M | Direct |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.00 to $30.75. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- Option vests 20% per year beginning on the first anniversary of the date of grant.