Filing Details
- Accession Number:
- 0000799292-19-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-30 16:10:44
- Reporting Period:
- 2019-07-26
- Accepted Time:
- 2019-07-30 16:10:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 799292 | M/I Homes Inc. | MHO | Operative Builders (1531) | 311210837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204731 | H Robert Schottenstein | 3 Easton Oval Columbus OH 43219 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-07-26 | 16,500 | $23.66 | 78,864 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2019-07-26 | 33,000 | $23.79 | 111,864 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2019-07-26 | 33,000 | $21.28 | 144,864 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2019-07-26 | 33,000 | $16.85 | 177,864 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2019-07-26 | 33,000 | $23.34 | 210,864 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-07-26 | 148,500 | $32.15 | 62,364 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Purchase Common Shares | Disposition | 2019-07-26 | 16,500 | $0.00 | 16,500 | $23.66 |
| Common Shares | Option to Purchase Common Shares | Disposition | 2019-07-26 | 33,000 | $0.00 | 33,000 | $23.79 |
| Common Shares | Option to Purchase Common Shares | Disposition | 2019-07-26 | 33,000 | $0.00 | 33,000 | $21.28 |
| Common Shares | Option to Purchase Common Shares | Disposition | 2019-07-26 | 33,000 | $0.00 | 33,000 | $16.85 |
| Common Shares | Option to Purchase Common Shares | Disposition | 2019-07-26 | 33,000 | $0.00 | 33,000 | $23.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-02-12 | No | 4 | M | Direct | |
| 0 | 2024-02-12 | No | 4 | M | Direct | |
| 16,500 | 2025-02-17 | No | 4 | M | Direct | |
| 33,000 | 2026-02-16 | No | 4 | M | Direct | |
| 49,500 | 2027-02-08 | No | 4 | M | Direct |
Footnotes
- The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person diclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or any other purpose.
- The 16,500 options exercised vested on December 31, 2017.
- Of the options exercised described on this line, 16,500 vested on December 31, 2017 and 16,500 vested on December 31, 2018.
Billionaire Hedge Funds
