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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
878932	Equus Total Return Inc.	EQS	()	760345915

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1206636	T Michael Tokarz	C/O Mvc Capital, Inc., 287 Bowman Ave., 2Nd Floor Purchase NY 10577		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2019-07-24	608,310	$1.70	3,836,334	No	4	S	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	Disposition	2019-07-24	608,310	$1.70	3,228,024	No	4	S	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	Acquisiton	2019-07-26	608,310	$1.70	3,836,334	No	4	J	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	Acquisiton	2019-07-26	608,310	$1.70	4,444,644	No	4	J	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	J	Indirect	See Footnote

Footnotes

The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
On July 24, 2019 MVC entered into stock purchase agreements to sell an aggregate of 1,216,620 shares in two separate private transactions. The stock purchase agreements for both transactions were rescinded on July 26, 2019.