Filing Details
- Accession Number:
- 0001179110-19-008847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-26 17:32:08
- Reporting Period:
- 2019-07-25
- Accepted Time:
- 2019-07-26 17:32:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350653 | Alphatec Holdings Inc. | ATEC | Surgical & Medical Instruments & Apparatus (3841) | 202463898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509282 | E Craig Hunsaker | C/O Alphatec Spine, Inc. 5818 El Camino Real Carlsbad CA 92008 | Evp, People/Culture & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-07-25 | 50,000 | $5.00 | 811,112 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-26 | 50,000 | $2.00 | 861,112 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Disposition | 2019-07-26 | 50,000 | $0.00 | 50,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,000 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2019.
- Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following June 15, 2017 (the date that shareholder approval was obtained).
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