Filing Details
- Accession Number:
- 0001437749-19-014738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-26 16:42:15
- Reporting Period:
- 2019-07-24
- Accepted Time:
- 2019-07-26 16:42:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158895 | Lemaitre Vascular Inc | LMAT | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365737 | W George Lemaitre | C/O Lemaitre Vascular, Inc. 63 Second Avenue Burlington MA 01803 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-07-24 | 23,621 | $12.57 | 3,171,124 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-07-25 | 31,733 | $14.13 | 3,202,857 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-25 | 66,037 | $34.45 | 3,136,820 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-07-25 | 89 | $0.00 | 3,136,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-07-25 | 1,179 | $32.75 | 3,135,730 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-07-24 | 23,621 | $0.00 | 23,621 | $12.57 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-07-25 | 31,733 | $0.00 | 31,733 | $14.13 |
| Common Stock | Dividend Equivalent Rights | Disposition | 2019-07-25 | 89 | $0.00 | 89 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,621 | 2015-07-23 | 2020-07-23 | No | 4 | M | Direct |
| 63,465 | 2016-07-25 | 2021-07-25 | No | 4 | M | Direct |
| 113 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 52,031 | Indirect | See footnote |
Footnotes
- Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $34.40 to $34.67. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected.
- Represents shares acquired upon release of dividend equivalent rights, as reported in Table II, on a one-for-one basis.
- These shares represent shares withheld by the Issuer to satisfy tax withholding obligations incurred upon the vesting of restricted stock units awarded to the reporting person on July 25, 2016. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934.
- These shares are owned by LeMaitre Family LLC. A trust for the benefit of the Reporting Person holds a 20% membership interest in LeMaitre Family LLC. LeMaitre Family LLC is 100% owned by Peter Boland, as trustee for various trusts formed for the benefit of the children of George D. LeMaitre, the Issuer's founder, and Cornelia W. LeMaitre. LeMaitre Family LLC currently holds 260,154 shares of the Issuer's Common Stock. The Reporting Person disclaims ownership of such securities except to the extent of his pecuniary interest therein, if any, and the reporting herein of such securities shall not be construed as an admission of beneficial ownership thereof for the purposes of Section 16 or for any other purpose.
- This option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, and the balance vests in equal annual installments over the remaining four years, with the final vesting occurring on the 11th month after the fourth anniversary.
- These dividend equivalent rights were released in connection with the vesting of a restricted stock unit award granted on 7/25/2016. Each dividend equivalent right is the economic equivalent of one share of the Issuer's common stock.
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