Home > Insider Trading > Filing (0000899243-19-020366)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356115	Nexpoint Strategic Opportunities Fund	?NHF?	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228922	D James Dondero	300 Crescent Court, Suite 700 Dallas TX 75201	See Remarks	No	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-07-23	546,286	$18.85	1,771,460	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2019-07-23	546,286	$18.85	2,416,448	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	46,369	Indirect	By employee benefit plan
Common Stock	1,778,210	Indirect	See Footnote
Common Stock	14,701	Direct

Footnotes

The deemed purchases and sales of NHF were the result of the Trust's deemed disposition of previously lent NHF shares in connection with a loan repayment by an HCMLP-advised account. All shares were transferred based on the market value of the shares at the close on the date of the transaction and the transactions occurred simultaneously.
These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Includes shares acquired under the issuer's dividend reinvestment plan.
These shares are held pursuant to an employee benefit plan.
These shares are held by certain managed accounts ultimately advised by Mr. Dondero (collectively, the "Highland Accounts"). Mr. Dondero may be deemed to have an indirect beneficial owner of shares held by the Highland Accounts. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
These shares are held directly by Mr. Dondero.