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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591587	Assetmark Financial Holdings Inc.	AMK	Investment Advice (6282)	300774039

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1782596	Huatai International Financial Holdings Co Ltd	Room 5808-5812, 58/F. The Center, 99 Queen'S Road Central Hong Kong F4 00000	No	No	Yes	No
1782597	Ltd Holdings Investment International Huatai	Room 5808-5812, 58/F. The Center, 99 Queen'S Road Central Hong Kong F4 00000	No	No	Yes	No
1782677	Huatai Securities Co., Ltd.	No. 228 Middle Jiangdong Road Nanjing, Jiangsu Province F4 210019	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-07-22	8,125,000	$20.57	50,873,799	No	4	S	Indirect	By Huatai International Investment Holdings Limited

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Huatai International Investment Holdings Limited

Footnotes

These shares are held directly by Huatai International Investment Holdings Limited ("HIIHL"). Huatai International Finance Limited ("HIFL") is the sole shareholder of HIIHL. Huatai Financial Holdings (Hong Kong) Limited ("HFHHKL") is the sole shareholder of HIFL. Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HFHHKL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Accordingly, each of HSCL, HIFHCL, HFHHKL and HIFL is an indirect beneficial owner of the reported securities. In prior reports by the reporting persons with respect to the issuer on Form 3 dated July 17, 2019 and on Form 4 dated July 19, 2019, HIFHCL was described as the sole shareholder of HIIHL. As of July 17, 2019, the date covered in those reports, and as of the date covered in this report, HIFHCL's ownership of HIIHL was indirect, by way of HFHHKL and HIFL.