Filing Details

Accession Number:
0000899243-19-020230
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-07-24 16:16:09
Reporting Period:
2019-07-22
Accepted Time:
2019-07-24 16:16:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412408 Phreesia Inc. PHR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025665 L Edward Cahill 116 Huntington Avenue, 9Th Floor
Boston MA 02116
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-07-22 4,323,864 $0.00 4,323,864 No 4 C Indirect See Footnote
Common Stock Acquisiton 2019-07-22 414,880 $0.00 4,738,744 No 4 C Indirect See Footnote
Common Stock Disposition 2019-07-22 540,229 $18.00 4,198,515 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Junior Convertible Preferred Stock Disposition 2019-07-22 9,500,911 $0.00 4,323,864 $0.00
Common Stock Senior A Preferred Stock Disposition 2019-07-22 911,624 $0.00 414,880 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering, all shares of Junior Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Junior Convertible Preferred Stock had no expiration date.
  2. Shares held directly by HLM Venture Partners II, L.P. HLM Venture Associates II, L.L.C. is the general partner of HLM Venture Partners II, L.P. As a managing member of Associates, the Reporting Person shares voting and investment power over the securities held by Partners and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Partners, except to the extent of his proportionate pecuniary interest therein.
  3. Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.
  4. These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of July 17, 2019 by and among the Issuer, the several underwriters and the selling stockholders identified therein.