Filing Details
- Accession Number:
- 0000899243-19-020226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-24 16:15:20
- Reporting Period:
- 2019-07-22
- Accepted Time:
- 2019-07-24 16:15:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412408 | Phreesia Inc. | PHR | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1776725 | Scott Perricelli | C/O Phreesia, Inc. 432 Park Avenue South, 12Th Floor New York NY 10016 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-07-22 | 5,066,835 | $0.00 | 5,066,835 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-07-22 | 222,887 | $0.00 | 222,887 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-07-22 | 1,179,192 | $0.00 | 6,246,027 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-07-22 | 51,872 | $0.00 | 274,759 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2019-07-22 | 712,065 | $18.00 | 5,533,962 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2019-07-22 | 31,323 | $18.00 | 243,436 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Senior A Preferred Stock | Disposition | 2019-07-22 | 11,133,455 | $0.00 | 5,066,835 | $0.00 |
Common Stock | Senior A Preferred Stock | Disposition | 2019-07-22 | 489,756 | $0.00 | 222,887 | $0.00 |
Common Stock | Senior B Preferred Stock | Disposition | 2019-07-22 | 2,591,062 | $0.00 | 1,179,192 | $0.00 |
Common Stock | Senior B Preferred Stock | Disposition | 2019-07-22 | 113,980 | $0.00 | 51,872 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, all shares of Senior A Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior A Preferred Stock had no expiration date.
- Shares held directly by LLR Equity Partners IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
- Shares held directly by LLR Equity Partners Parallel IV, L.P. LLR Capital IV, L.P. is the general partner of LLR Equity Partners Parallel IV, L.P. LLR Capital IV, LLC is the general partner of LLR Capital IV, L.P. The reporting person disclaims beneficial ownership of these securities except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purposes of Section 16 or for any other purpose.
- Upon the closing of the Issuer's initial public offering, all shares of Senior B Preferred Stock automatically converted into shares of Common Stock of the Issuer on a one-for-2.1973 basis. The Senior B Preferred Stock had no expiration date.