Filing Details
- Accession Number:
- 0000899243-19-020073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-07-23 11:39:19
- Reporting Period:
- 2019-07-22
- Accepted Time:
- 2019-07-23 11:39:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1680581 | Fulcrum Therapeutics Inc. | FULC | Pharmaceutical Preparations (2834) | I0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1121404 | Sanofi | 54 Rue La Boetie Paris I0 75008 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Par Value $0.001) | Acquisiton | 2019-07-22 | 464,285 | $0.00 | 464,285 | No | 4 | C | Indirect | Through its wholly-owned subsidiary, Aventis Inc. |
Common Stock (Par Value $0.001) | Acquisiton | 2019-07-22 | 93,750 | $16.00 | 558,035 | No | 4 | P | Indirect | Through its wholly-owned subsidiary, Aventis Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Through its wholly-owned subsidiary, Aventis Inc. |
No | 4 | P | Indirect | Through its wholly-owned subsidiary, Aventis Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock (par value $0.001) | Disposition | 2019-07-22 | 3,250,000 | $0.00 | 464,285 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- On July 22, 2019, the Series B Preferred Stock converted into the Issuer's Common Stock on a seven-for-one basis automatically upon the closing of the Issuer's initial public offering without payment or further consideration. The shares have no expiration date. As a result of the Issuer's initial public offering, the reporting person is no longer a 10% owner of FULC and is therefore no longer subject to Section 16 in connection with its transactions in the equity securities of FULC.
- The reporting person acquired additional shares in the Issuer's initial public offering.